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Markets regulator News

17 Jan 2022

Sebi cuts time period for filing settlement applications to 60 days

Now, the regulator has done away with the additional time provision of 120 days, according to a notification. The move is aimed at rationalising norms on settlement proceedings.

14 Jul 2017

Sebi amends employee service regulations

For employees who got promoted after receiving the maximum of the incremental scale in the pre-promotional grade, the date of the next increment in the new grade would be one year after the date of promotion.

markets regulator

03 Jul 2017

Sebi issues inspection guidelines for brokers

Markets regulator Sebi on Monday came out with annual inspection guidelines for brokers to improve the effectiveness of supervision.

markets regulator

30 Jun 2017

Sebi to accept e-PAN card for Know Your Customer purpose

In a major revamp, Sebi in 2014 had released norms that had clubbed different categories of foreign investors into a new class called FPIs.

25 Jun 2017

NSE co-location case: Sebi wants unlawful gains quantified

In the high-profile NSE co- location case, markets regulator Sebi wants its forensic audit to quantify unlawful gains made by some brokers, allegedly in connivance with the exchange officials, which may put in limbo a settlement plea proposed by the bourse.

28 Apr 2017

Sebi issues fresh showcause notice to brokers in NSEL case

Multiple agencies including Sebi are probing the irregularities that happened at the now-defunct National Spot Exchange Ltd.

markets regulator

28 Feb 2016

SEBI board to discuss reform measures for start-ups

Markets regulator Sebi will consider next month proposals regarding favourable tax regime and steps to bring in long-term capital from domestic and overseas investors in alternative investment funds (AIF), including for start-ups and through avenues like crowdfunding.

markets regulator

09 Nov 2015

Sebi bans 15 persons, suspects tax evasion

Markets regulator Sebi today barred 15 individuals from securities market on suspected tax evasion and money laundering through stock trading platforms.

markets regulator

27 Oct 2015

New norms soon to boost MF sales: Sinha

Markets regulator Sebi will soon issue norms allowing e-commerce platforms to sell mutual fund products, among other measures, to boost the MF industry.

27 Oct 2015

Be careful on corporate debt investments: Sebi to MFs

Concerned over mutual fund investors' exposure to distressed corporate bonds, markets regulator Sebi on Tuesday asked fund houses to be careful about such investments and said it has launched a wider scrutiny of the risks posed by such investment decisions.

04 Oct 2015

Sebi wants MFs to lower costs, be vigilant of risky assets

Markets regulator Securities and Exchange Board of India (SEBI) is set to intervene to make mutual funds more affordable and less risky as an investment.

02 Oct 2015

Sebi bans Rahul Hi Rise from raising money from public

Stock market's regulator Sebi has barred Rahul Hi Rise and its directors from raising funds from investors till further directions. The regulator has also barred them from the securities market.

markets regulator

07 Aug 2015

Sebi asks clearing corp for detailed monthly reports

Markets regulator Sebi has asked clearing corporations to provide elaborate monthly reports with details on settlements, actions taken against trading members as well as information about corporate governance aspects of the corporations themselves.

illegal investment schemes

17 Jun 2015

CIS case: Sebi asks Capacious Farming to refund investor money

Taking action against illegal investment schemes in the garb of trading of animals and their products, markets regulator Sebi has asked Capacious Farming to refund investors money within three months.

markets regulator

29 Apr 2015

Sebi fines Todi Securities Rs 1.1 cr for 'violating norms'

Markets regulator Sebi on Wednesday imposed a fine of Rs 1.1 crore on Todi Securities for allegedly indulging in fraudulent trade in the currency derivatives segment at United Stock Exchange (USE) as well as violating broker norms.

markets regulator

02 Apr 2015

Sebi proposes including family trusts, NBFCs in QIB segment

Markets regulator Sebi has proposed including 'systematically important' NBFCs and some registered family trusts in the Qualified Institutional Buyers (QIB) category, a move that will put such entities at par with institutional investors like banks and mutual funds.

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