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US Securities and Exchange Commission
US Securities and Exchange Commission News
Goldman Sachs
31 May 2018
Goldman Sachs vice president charged with insider trading
The US Securities and Exchange Commission on Thursday charged a vice president at Goldman Sachs Group Inc with insider trading.
Jeff Bezos
06 Apr 2016
Jeff Bezos defends Amazon culture in shareholders note
Goldman Sachs
25 Nov 2015
US charges ex-Goldman employee with insider trading
Shares of the four companies -- Yodlee, Zulily, Rentrak and KLA-Tencor -- jumped when takeovers were announced.
Bharti Airtel
05 Aug 2015
Airtel to set up basic ADR programme to woo US investors
Looking to tap investors in the US, telecom major Bharti Airtel Wednesday said it plans to go for a basic ADR listing in America although there are no immediate plans to raise funds.
Goldman Sachs
30 Jun 2015
Goldman settles SEC charges over 2013 options trading incident
The SEC said Goldman sent about 16,000 mispriced options orders to various exchanges on Aug. 20, 2013, leading to about 1.5 million options contracts, representing 150 million shares, being executed within minutes after the market opened.
Weibo Corporation
27 May 2015
China's Weibo to invest $142 mn in taxi-hailing apps: SEC filing
Chinese microblog Weibo Corp will invest $142 million in China`s dominant taxi-hailing firms Didi Taxi and Kuaidi Taxi, a U.S. Securities and Exchange Commission filing showed.
Morgan Stanley
06 Dec 2014
Morgan Stanley to defer less of employees' future bonuses
Morgan Stanley also said in the filing that the board`s compensation committee approved a proposal that allowed outstanding cash bonuses that had been deferred to vest as of Dec 1.
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